The Australian Securities and Investments Commission has acted against 19 self-managed super fund auditors since July, for breaches of auditing standards, independence re...

The Australian Securities and Investments Commission has extended the relief for superannuation trustees who give their members retirement estimates on a periodic stateme...

Two financial services associations have welcomed the Australian Prudential Regulation Authority’s announcement suspending the proposed insurance policy contract term mea...

Dealer group National Advice Solutions in Queensland has been charged with 11 offences after encouraging clients to roll over their superannuation into different products...

The Australian Securities and Investments Commission has accepted voluntary cancellations or imposed conditions on the registration of a number of self-managed superannua...

The Australian Securities and Investments Commission is seeking industry feedback on remaking relief contained in seven legislative instruments relating to specific finan...

The regulator has been questioned by Senate as to why it failed to include a specific expert on self-managed superannuation funds in the Financial Services and Credit Pan...

Paul Kevin Bennetts has been banned from providing financial services for six years after asking a compliance officer to complete his Australian Institute of Company Dire...

The superannuation fund is the first licensee to have a civil penalty imposed for failing to report breaches to the corporate regulator since its new penalty powers were ...

The corporate regulator has noticed an increase in marketing recommending Australians to switch to self-managed superannuation funds that invest in crypto, and has warned...

Part of the Royal Commission final report, former Commonwealth Bank subsidiary Avanteos has pleaded guilty to 18 criminal charges which included charging fees to deceased...